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    Amid, the COVID-19 crisis, the safety and well-being of our members, guests, volunteers, and staff are of the utmost importance to us.  With a state of emergency being declared state and nationwide, we have postponed all live events until further notice.  Take good care, stay safe and be well.   

    SEHFA Event | The Regulators Speak: Current SEC and State Examination, Enforcement and Registration Topics

    October 12, 2017
    11:30 AM - 1:30 PM
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    103 West 103 West Paces Ferry Rd
    Atlanta, GA 30305  Directions

    Tickets

    $15.00 Member Fee

    $35.00 Guest Fee

    The Regulators Speak: Current SEC and State Examination, Enforcement and Registration Topics

    Attention all compliance personnel and others affected by compliance issues, join us for a luncheon panel presentation.  Our panelists will include:

    Donna Esau, Associate Regional Director, Examinations, U.S. Securities and Exchange Commission, Atlanta Regional Office

    Noula Zaharis, Director, Securities & Charities Division, Office of the Georgia Secretary of State, Member, NASAA Investment Adviser Education Committee

    Peter J. Diskin, Assistant Regional Director, Enforcement, U.S. Securities and Exchange Commission, Atlanta Regional Office

     

     

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